Cocoa Flavanols for Modulating Immune Response and Accelerating Recovery



Status:Recruiting
Healthy:No
Age Range:18 - 90
Updated:9/8/2018
Start Date:April 17, 2017
End Date:March 25, 2019
Contact:Martha S Tingle, RN
Email:mtingle@stanford.edu
Phone:650-724-2742

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Cocoa Flavanols for Modulating the Surgical Immune Response and Accelerating Clinical Recovery

This double-blind, placebo-controlled proof-of-concept clinical trial is intended to
demonstrate that preemptive oral administration of cocoa flavanol for five days before
surgery will attenuate the surgery-evoked increase of HMGB1 in blood plasma and NFkB
signaling in innate immune cells shortly after surgery. A secondary aim is to capture
preliminary patient-centered outcomes data and relate these outcomes to the intake of oral
cocoa flavanol and surgery-evoked activation of the HMGB1-NFkB signaling axis. Participants
will be randomized to receive either an over the counter supplement containing cocoa
flavanols, or placebo, for 5 days before surgery.

During the last two decades significant effort has been made to enhance recovery after
surgery. Despite the implementation of pragmatic and standardized clinical protocols to
enhance recovery and shorten hospital length of stay, the utility of these protocols for
improving patient-centered recovery cost-effectively remains uncertain. Critical elements of
recovery that greatly matter to patients and health care providers include the resolution of
pain, daily functioning, and loss of postoperative fatigue. A patient-centered and
cost-effective focus on postoperative recovery pays tribute to three goals of health care:
Improving patients' experience, improving health, and constraining per capita cost. As such,
novel and cost-effective strategies are greatly needed to accelerate patient-recovery after
surgery.

Preliminary data by Dr. Angst and his collaborators indicate that administration of a cocoa
flavanol extract that is equivalent in dose to the amount of cocoa flavanol contained in
about 50 grams of dark chocolate decreases plasma levels of HMGB1. HMGB1 is an archetypical
alarmin, i.e., an endogenous mediator that is released upon cellular stress and injury. HMGB1
triggers a pro-inflammatory cascade by binding to toll-like receptors (TLRs) on innate immune
and other cells, which results in activation of pro-inflammatory transcription factors (e.g.
NFkB) and the subsequent release of major pro-inflammatory cytokines (e.g. TNFα). The
prominent role of the HMGB1-TLR axis in inflammatory disease states including surgery,
trauma, stroke, and myocardial infarction has recently been highlighted.16-19 Importantly,
dampening activity along this pathway in preclinical injury models has been shown to improve
outcomes.

The potential of HMGB1 as a therapeutic target in acute inflammatory disease states has
recently been emphasized. A major challenge is the identification of effective and non-toxic
clinical strategies that can safely modulate HMGB1 in humans. This research study will
evaluate a safe, highly scalable, and relatively cheap pre-surgical nutritional intervention
that has significant potential to do just that, safely modulate HMGB1 and improve clinical
recovery after surgery. As such, this proposed research could change clinical practice within
years. While studied intervention targets a specific pro-inflammatory pathway implicated in
aggravated tissue damage and delayed healing/recovery, the use of broader and less specific
anti-inflammatory interventions in the perioperative period including non-steroidal
anti-inflammatory drugs and corticosteroids is common clinical practice.

Inclusion Criteria:

1. 18 - 90 years of age

2. Male or female

3. Planning to undergo total hip or knee arthroplasty, either primary or revision

4. Fluent in English

5. Willing and able to sign an informed consent form and HIPAA authorization and to
comply with study procedures

Exclusion Criteria:

1. Infectious disease within the last month

2. Immune-suppressant therapy within the last 2 months (e.g., azathioprine or
cyclosporine)

3. Chronic medication with potential immune-modulatory effects (e.g., daily oral
morphine-equivalent intake > 30 mg)

4. Major surgery within the last 3 months or minor surgery within the last month.

5. History of substance abuse (e.g., alcoholism, drug dependency)

6. Pregnancy

7. Autoimmune disease interfering with data interpretation (e.g. lupus)

8. Renal, hepatic, cardiovascular, or respiratory diseases resulting in clinically
relevant impaired function

9. Active malignancy

10. Participation in another clinical trial of an investigational drug or device within
the last month that, in the investigator's opinion, would create an increased risk to
the participant or compromise the integrity of the study

11. Other conditions compromising a participant's safety or the integrity of the study

12. Allergy to active ingredient of CocoaVia®, the study intervention.

13. Frequent consumption of dark chocolate and flavanol containing foods (e.g. black tea,
red wine, apples)
We found this trial at
1
site
Stanford, California 94303
Principal Investigator: Martin S Angst, MD
Phone: 650-724-2742
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Stanford, CA
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