Trial Comparing Functional Outcomes of Awake vs. Asleep Deep Brain Stimulation (DBS) for Parkinson's Disease



Status:Terminated
Conditions:Parkinsons Disease
Therapuetic Areas:Neurology
Healthy:No
Age Range:18 - 85
Updated:4/21/2016
Start Date:January 2015
End Date:June 2017

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Randomized Controlled Clinical Trial Comparing Functional Outcomes of Awake vs. Asleep Deep Brain Stimulation (DBS) for Parkinson's Disease

The purpose of the proposed study is to demonstrate that the functional outcomes of DBS
surgery utilizing the "asleep" technique are not inferior to those reported for traditional
"awake" DBS technique.

Traditional DBS is performed without general anesthesia with the patient awake. Local
anesthetic is used to numb the skin and tissue where the incision is made, and the patients
are given mild sedatives to alleviate anxiety and discomfort. Parkinson's patients need to
be off their medications during awake DBS in order to obtain single-unit cellular recordings
to locate and map the desired target. The process of electrophysiological mapping can result
in multiple brain penetrations during lead placement, and the entire procedure may last
anywhere from 4-6 hours on average. The concept of being awake during brain surgery and
being off medications are significant concerns for some patients. In addition, it is widely
recognized that microelectrode recording increases the risk of hemorrhage during DBS
surgery.

Recently, there has been increasing interest in performing DBS under general anesthesia,
where the stimulated targets are located anatomically (i.e. on MRI) rather than
physiologically via microelectrode recordings. This technology has been termed "asleep" DBS
and is performed with the patient under general anesthesia. Intraoperative imaging is
utilized to verify the stereotactic accuracy of DBS electrodes placement at the time of
surgery. Because stereotactic accuracy (and surgical safety) is the surgical endpoint, there
is no need for the patient to be off medication and awake during the procedure.

Traditional DBS is performed without general anesthesia with the patient awake. Local
anesthetic is used to numb the skin and tissue where the incision is made, and the patients
are given mild sedatives to alleviate anxiety and discomfort. Parkinson's patients need to
be off their medications during awake DBS in order to obtain single-unit cellular recordings
to locate and map the desired target. The process of electrophysiological mapping can result
in multiple brain penetrations during lead placement, and the entire procedure may last
anywhere from 4-6 hours on average. The concept of being awake during brain surgery and
being off medications are significant concerns for some patients. In addition, it is widely
recognized that microelectrode recording increases the risk of hemorrhage during DBS
surgery.

The safety and efficacy of the two approaches to DBS surgery have been equivalent, and we
are at a position of equipoise with regard to what to offer to patients. To date, there have
been no randomized, controlled clinical trials comparing the efficacy and functional
outcomes of the two DBS methods. After informed consent is obtained, the patients will
undergo routine DBS pre-operative evaluation and diagnostic testing. This includes a
pre-operative 3T-MRI with and without gadolinium as well as pre-operative medical clearance
by the patient's PCP or general practitioner and/or other medical specialist if necessary.
They will also receive a baseline clinical evaluation including both motor function (Unified
Parkinson's Disease Rating Scale on and off antiparkinsonian medication) and quality of life
(Parkinson's disease Questionnaire-39) if not already completed as part of the routine DBS
candidacy evaluation within 2 months of surgery. Patients who elect to participate in this
trial will undergo a routine pre-operative neurocognitive evaluation consisting of the
following routine evaluative tests: Wechsler Test of Adult Reading, Mattis Dementia Rating
Scale 2nd Edition, Wechsler Abbreviate Scale of Intelligence 2nd Edition; Wechsler Memory
Scale 3rd edition, Digit Span, Stroop Neuropsychological Screening Test, Trail Making Test,
Wisconsin Card Sorting Test, Controlled Oral Word Association Test, Animal Naming, Boston
Naming Test, Wechsler Memory Scale 4th Edition, Logical Memory, Hopkins Verbal Learning Test
- Revised, Brief Visuospatial Memory Test - Revised, Hooper visual Organization Test,
Judgment of Line Orientation, Beck Depression Inventory, Beck Anxiety Inventory,
Questionnaire for Impulsive-Compulsive Disorders in Parkinson's Disease, Apathy Evaluation
Scale; Epworth Sleepiness Scale, The subjects will then be randomized to 2 groups by using
random numbers in an envelope system. We anticipate that 120 total patients will need to be
enrolled in this pilot study (60 awake, 60 asleep), and thus the numbers 1-120 will be
placed in envelopes. An odd number will correspond to the awake DBS procedure, and an even
number will indicate an asleep DBS procedure.

The purpose of the proposed study is to demonstrate that the functional outcomes of the
"asleep" technique are not inferior to those reported for traditional "awake" DBS technique.
The primary data points for this study will include six month functional outcomes using
accepted metrics for Parkinson's disease, including both motor function (Unified Parkinson's
Disease Rating Scale [UPDRS] obtained in the medication "on" and medication "off" states)
and quality of life (Parkinson's Disease Questionnaire-39). The null hypothesis is that
asleep DBS results in inferior UPDRS-III scores at 6-months after surgery. Our secondary aim
will be to evaluate any cognitive changes associated with DBS surgery selection (awake vs.
asleep) in PD patients. Current standard of care for patient selection in DBS focuses
primarily on the evaluation of motor symptoms and currently there is no guidance for how a
patients' DBS surgery selection (awake vs. asleep) would impact on subsequent neurocognitive
function.

Inclusion Criteria:

- Parkinson's disease per Queens Square criteria

- Appropriate DBS candidate for multi-disciplinary team consensus

- Age 18 - 85 years of age

- Motor skills allowing for capability to complete evaluations

- Medically cleared for undergoing anesthesia and DBS surgery

Exclusion Criteria:

- Dementia per DSM-V criteria

- Medical or other condition precluding MRI

- History of supraspinal CNS disease other than PD

- Alcohol use of more than 4 drinks per day

- Pregnancy

- History of suicide attempt

- Currently uncontrolled clinically significant depression (BDI>20)

- History of schizophrenia, delusions, or currently uncontrolled visual hallucinations
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