A Phase 1 Dose Escalation Study of GC4419 in Combination With Chemoradiation for Squamous Cell Cancer of the Head & Neck

This is a multi-center, single-agent, open-label clinical trial to be conducted in serial
cohorts of patients with squamous cell cancer of the head and neck receiving escalating
doses of GC4419 in combination with standard chemoradiation.

The study will follow a standard 3+3 cohort design typical for phase I clinical trials, in
which 3 patients are initially entered at a given dose level and observed for dose-limiting
toxicity (DLT). For the purposes of managing dose escalation, the DLT observation window
will be defined as the first dose of GC4419 through 24 hours following the last dose of
GC4419 for an individual patient. If zero of three patients in a dose cohort experience a
DLT during the DLT observation window, enrollment to the next higher dose level will begin.
If 1 of 3 patients experiences a DLT within the DLT observation window, 3 additional
patients will be added to the dose level. If no DLTs are observed in the 3 additional
patients, dose escalations will resume with enrollment to the next higher dose level. If ≥2
patients in a cohort experience a DLT within the DLT observation window, that dose will be
considered to have exceeded the MTD. The MTD is defined as the highest dose where ≤ 1 of 6
patients experience a DLT during the DLT observation period.

Decisions to expand a dose cohort or proceed to dose escalation will be made after review of
the safety data at a dose level by the Sponsor in collaboration with investigators and
appropriately qualified consultants, as needed.

Planned dose levels will be 15, 30, 50, 75, 112, 150, 175, 210, and 250 mg/day, with
subsequent dose increments of 50 mg/day, as data warrant or until an MTD is determined.
These dose levels represent maximum dose escalation increments. At any time, if ongoing
review of safety and other data warrant, intermediate dose levels may be studied (with 3-6
patients enrolled per dose level). These intermediate dose levels may be selected below the
next planned dose level or between two dose levels previously studied. If an MTD has not
been determined after the 250 mg dose level, further dose escalation may be undertaken at
increments of 50 mg/day.

Initial dose escalation will proceed on a treatment schedule wherein GC4419 is administered
prior to IMRT on each of the first 14 scheduled days of IMRT. Separate dose cohorts will
also be studied wherein GC4419 is administered on each of the first 20, 25, 30, or all 35
days of IMRT (four, five, six, or seven weeks of Active Treatment). Daily dosing of GC4419
by this schedule will begin at a dose that has been shown not to exceed the MTD by the
original, 14-dose schedule. Further dose levels may be selected following the same planned
dose level guidelines (including possible intermediate dose levels) and rules for
determining an MTD as for the 14-dose schedule. At a given daily dose level, extension of
the dosing period may be undertaken in increments of one week (5 doses, M-F) per cohort, in
successive cohorts. For example, dosing for 20 doses (4 weeks) may proceed at a given dose
level only if the MTD has not been exceeded for the same daily dose given for 14 doses; or,
dosing for 25 doses (5 weeks) may proceed at a given daily dose level only if the MTD has
not been exceeded for the same daily dose given for 20 doses (4 weeks); etc. Note again
that, for any cohort and treatment duration, the DLT observation period will extend to 24
hours after the last GC4419 dose for an individual patient. Note also that an extension of
dosing duration and an escalation of the daily dose in the same step is not permitted.

In addition, a separate dosing cohort may be concurrently enrolled to receive 30 mg/day,
M-F, for 35 doses (7 weeks), based on the calculation that the total dose administered to a
given patient (1050 mg) will not exceed the total dose received by 3 patients at 75 mg/d x
14 doses (1050 mg), which was previously determined to be safe (i.e., without any patients
having experienced a DLT). If this dose and schedule does not exceed the MTD as defined in
this protocol, enrollment of additional 7-week dosing cohorts may be undertaken by applying
the same total dose approach to future dose levels administered for <7 weeks without
exceeding the MTD.

On the 14-day schedule, missed doses of GC4419 may be made up prior to study day 28. On
schedules employing administration of GC4419 for 20 or more doses, M-F, no GC4419 doses will
be made up.

On any schedule, additional patients may be studied at dose levels not exceeding the MTD to
characterize the safety, pharmacokinetics, and potential efficacy of GC4419 at those dose
levels.

At least one recommended Phase 2 dose, by at least one schedule, will be identified for
GC4419. More than one dose may be identified for further assessment of exposure/response
relationships. Dose(s) recommended for further study will be at or below the MTD, with
exposure and preliminary efficacy data suggesting that they may warrant further
investigation for safety and efficacy.

Treatment will be administered on an outpatient basis. Supportive care measures including
those directed at controlling symptoms resulting from the patient's malignancy are allowed
at the discretion of the treating investigator.

Pharmacokinetic samples will be obtained from all patients.

Primary Objectives:

1. To assess the safety and tolerability of GC4419 when administered with standard
chemoradiation, by observation of the frequency and severity of adverse events with the
study regimen

2. To determine a Maximum Tolerated Dose/Recommended Phase 2 dose and schedule of GC4419
for further study when administered in combination with standard chemoradiation to
patients with squamous cell cancers of the mouth and oropharynx

Secondary Objectives:

1. To determine the pharmacokinetic profile of GC4419 when administered in combination
with standard chemoradiation

2. To determine the incidence, severity, time to first onset and duration of oral
mucositis in patients receiving GC4419 when administered in combination with standard
chemoradiation

3. To preliminarily assess the tumor response to standard chemoradiation when administered
in conjunction with GC4419

Exploratory Objectives:

1. To determine the pharmacodynamic effects of GC4419

2. To correlate pharmacokinetic and pharmacodynamic effects of GC4419 with the incidence,
severity and time to first onset of oral mucositis

3. To evaluate the potential synergistic effect of GC4419 with chemoradiation on tumor
response using pharmacokinetic and pharmacodynamic analyses

4. To evaluate the effect of GC4419 on specific late toxicities (xerostomia and trismus)
of standard chemoradiation

5. To collect information about health resource utilization

6. To collect information about health-related quality of life (Oral Mucositis Daily
Questionnaire)

Inclusion Criteria:

- Pathologically-confirmed diagnosis of squamous cell carcinoma of the head and neck
(SCCHN), defined as SCC of the oral cavity or oropharynx, that will be treated with
standard cisplatin and Intensity-Modulated Radiation Therapy (IMRT)

- Males or females aged 18 years or older

- Eastern Cooperative Oncology Group (ECOG) performance status ≤ 2

- Adequate bone marrow, liver and kidney function

- Negative serum pregnancy test for females of childbearing potential

- Properly obtained written informed consent

Exclusion Criteria:

- Tumor of the lips, larynx, hypopharynx, nasopharynx, sinuses, salivary glands or
unknown primary tumor

- Metastatic disease (Stage IV C)

- Prior chemotherapy for SCCHN and/or radiotherapy to the region of the study cancer or

- Receiving any agent classified as an antioxidant

- History of malignant tumors other than SCCHN within the last 5 years, except
non-melanoma skin cancer or curatively excised in situ cervical carcinoma

- Active infectious disease excluding oral candidiasis

- Presence of oral mucositis at study entry

- Chronic immunosuppression

- Known history of HIV or active hepatitis B/C )

- Prior history of hearing impairment

- Use of investigational agent within 30 days of study entry

- Known allergies or intolerance to cisplatin and similar platinum-containing compounds

- Requirement for concurrent treatment with nitrates or other drugs that may, in the
judgment of the treating investigator, create a risk for a precipitous decrease in
blood pressure